+530% Short Squeeze: How POM's Filings Revealed What Was About To Come (Forensic Filing Analysis)
POM ran +530% from $0.43 to $2.73 after a 6-K on October 19 ended its depositary receipt program. Here is the filing trail, the 2.58M float and the session math.
TLDR
- POM surged +530% over the full move ($0.43 on 2026-10-20 to $2.73 on 2026-10-22) and +212% close-to-close this week ($0.65 -> $2.03 over the five sessions ending 2026-10-22). The trigger was a 6-K filing and press release on October 19 announcing the termination of its depositary receipt program, with Class A Ordinary Shares to trade on Nasdaq. The tradeable float is 2,580,000 shares.
- POM carries a $4,000,000 market cap and a $11,200,000 enterprise value, with short interest at 0.2% and institutional ownership at 0.4%. The data does not include a cash balance or runway figure for POM.
- POM made 12 SEC filings in the last 90 days: 11 6-Ks and one S-8 (2026-07-28). None of them is an F-3, F-1, S-3 or 424B5, so no shelf or pricing supplement sat in front of this run.
- On October 21, POM traded 48,813,210 shares (1378.5x average daily volume). It ran from a low of $0.69 to a high of $5.89, a +753.6% MFE. A $10,000 position that caught the full MFE would have returned $75,360. The regular session alone, from the $0.95 open to the $2.00 close, was worth +110.5%, or $11,050.
- The fade followed fast. On October 22 POM opened pre-market at $2.92, closed the regular session at $2.03 (-3.8%) and finished after-hours at $1.91.

What Drove POM's +530% Move?
The move came from a change in listing structure, not an offering, an FDA action or a contract. On October 19, POMDOCTOR LIMITED filed a 6-K, and a press release the same day was headlined 'POMDOCTOR LIMITED Announces the Termination of Its ADR Program and Trade Class A Ordinary Shares on Nasdaq.' The run followed within two sessions.
POM is a China-based Healthcare company (Medical - Pharmaceuticals) listed on Nasdaq. It is a foreign private issuer, so it files 6-Ks where a domestic issuer would file 8-Ks. That matters for reading the paper trail. Material corporate actions show up in 6-Ks, and every filing in POM's 90-day window except one is a 6-K.
The press release does not give a conversion ratio between the depositary shares and the Class A Ordinary Shares, and the data here does not either. What the data does show is the result. A stock with a 2,580,000-share float, which had been trading 17,213 to 164,254 shares a day the week before, printed 48,813,210 shares on October 21.
The word 'short squeeze' in the title needs one caveat. Short interest was only 0.2%, so this was not a crowded short getting run over. It was a supply squeeze on a tiny float. Volume ran many times the available share count, and buy pressure pushed into a thin order book.
POM Filing Timeline: Every SEC Filing From July to October 2026
POM's 90-day filing record holds no registration statement and no pricing supplement. It is a run of 6-Ks plus one S-8, and the market-moving 6-Ks line up with dated news headlines. Here is the chronological record, using the dates the data provides.
| Date | Form / Event | What It Is | Possible Outcome |
|---|---|---|---|
| 2026-07-28 | S-8 | Registers shares for an employee equity plan | Plan shares can enter the float as awards vest. The share amount is not surfaced in the data. Low near-term risk, slow-drip supply |
| 2026-08-27 | 6-K + press release | 'Initiates U.S. Market Preparation and Unveils Expansion Strategy' | Early signal that management was focused on the U.S. listing structure. No share issuance attached |
| 2026-09-04 | 6-K | Foreign issuer current report | No pricing or offering language in the headline set. No direct dilution |
| 2026-09-24 | 6-K | Foreign issuer current report | Part of a cluster of four 6-Ks in nine days (09-24, 09-29, 09-30, 10-02) |
| 2026-09-29 | 6-K | Foreign issuer current report | Same cluster. Raised the filing cadence ahead of October |
| 2026-09-30 | 6-K | Foreign issuer current report | Same cluster |
| 2026-10-02 | 6-K | Foreign issuer current report | Same cluster |
| 2026-10-09 | 6-K + press release | 'Announces Receipt of Nasdaq Staff Delisting Determination' | Listing-status risk is now on file. The next step in the listing process becomes the catalyst to track |
| 2026-10-12 | Press release | 'Highlights the Shift from Reactive Treatment to Predictive Healthcare' | Promotional headline. On October 13, the next session, POM closed at $0.75 (+36.1%) on 164,254 shares |
| 2026-10-19 | 6-K + press release | 'Announces the Termination of Its ADR Program and Trade Class A Ordinary Shares on Nasdaq' | Changes the listing instrument. This preceded the 48,813,210-share session on October 21 |
Forensic read: in this window, the 6-Ks with headlines attached were the ones that moved the stock. The October 9 delisting determination and the October 19 depositary termination are two structural notices filed 10 days apart. A trader reading POM's SEC Filings had both on screen before the October 20 open at $0.43.
A dated filing chain like this one is easier to follow as a timeline:

What Each Filing Type Means for POM Shareholders
Each form in POM's record maps to a specific shareholder consequence. The form that matters most is one that is missing: POM has no shelf registration on file in the 90-day window.
- 6-K (11 filings): This is the foreign private issuer's current report. It is not a dilution instrument by itself. The content is what matters, and here the content was a delisting determination (October 9) and the end of the depositary receipt program (October 19).
- S-8 (2026-07-28): This registers shares for an employee equity plan. S-8 shares reach the market through vesting and exercise, not in a single priced block. It is a slow supply source, not a same-day offering.
- F-3 / S-3 (none on file): A shelf registration is what lets a company sell stock on short notice. A foreign private issuer normally uses the F-3. Without one, POM cannot run the S-3 -> 424B5 style takedown that ends most small-cap squeezes within days.
- 424B5 (none on file): A 424B5 is the pricing supplement, the filing that says an offering is live. Over the past 3 days, 13 424B5 filings came from 11 unique tickers across the market, including AMOD, AEHL, AXG, IRON, SLE, TKNO and RCUS. POM was not among them.
The lack of a shelf is the key forensic point. Most squeezes covered on SNACS end with paper. We traced that pattern in The Paper Trail Behind TCRT's +512% Run and in MSGY's +560% reverse-split squeeze. On POM's filing record, no registered shares were waiting to be sold into the spike.
POM Share Structure: Float, Market Cap and Dilution Exposure
POM's structure is very small. It has a 2,580,000-share float, a $4,000,000 market cap, and a $11,200,000 enterprise value that sits well above the market cap. Short interest is 0.2% and institutional ownership is 0.4%, so almost all of the float trades in retail and market maker hands.
| Metric | Value | Why It Matters |
|---|---|---|
| Float | 2,580,000 | Under 5M shares. Volume on October 21 was many multiples of this |
| Market cap | $4,000,000 | Micro-cap. Small dollar inflows move the price hard |
| Enterprise value | $11,200,000 | EV above market cap means debt is greater than cash by definition |
| Short interest | 0.2% | Not a crowded short. The squeeze was supply-driven |
| Institutional ownership | 0.4% | Very little sticky holder base |
| Filings (90 days) | 12 | 11 6-Ks, 1 S-8 |
On dilution, the dilution data lists a completed historical offering for POM. A completed offering is capital already raised, not a current overhang. The data does not surface an active shelf, ATM, warrant or convertible facility for POM. Read that as a lack of registered overhang, not as proof that dilution is impossible. A company can file an F-3 or an F-1 at any time.
For scale, the wider market carries ~6,200 active warrant facilities, ~3,300 active shelves, ~2,200 active ATM programs, ~1,600 active convertible notes, ~900 active convertible preferred facilities, ~700 active S-1 offerings and ~600 active equity lines. Most small-cap runners trade against at least one of those. On the filings in the data, POM did not.
The data does not include a cash balance or runway figure for POM. The EV-over-market-cap gap is the balance sheet number you have, and it means the cash position is the first thing to check in the SEC research Dilution Snapshot before you treat the listing change as the end of the story.
POM Price Action: Session-by-Session Breakdown
POM moved from a quiet $0.60-$0.75 range to a $5.89 day high in two sessions, then gave back most of the after-hours spike the next day. The table below shows all three sessions for each day, using the bare Open/Close convention for the regular session.
| Date | Pre-Market | Regular Session Open -> Close | After-Hours | Volume | Change vs Prior Close |
|---|---|---|---|---|---|
| 2026-10-13 | $0.50 -> $0.50 | $0.55 -> $0.75 | $0.75 -> $0.75 | 164,254 | +36.1% |
| 2026-10-14 | $0.69 -> $0.67 | $0.66 -> $0.64 | $0.52 -> $0.59 | 25,431 | -2.3% |
| 2026-10-15 | - | $0.63 -> $0.71 | - | 17,213 | +13.1% |
| 2026-10-16 | - | $0.65 -> $0.61 | $0.63 -> $0.64 | 25,661 | -6.6% |
| 2026-10-19 | - | $0.64 -> $0.60 | $0.53 -> $0.60 | 118,539 | -6.6% |
| 2026-10-20 | - | $0.43 -> $0.69 | $0.66 -> $0.64 | 57,497 | +59.8% |
| 2026-10-21 | $3.55 -> $0.95 | $0.95 -> $2.00 | $3.01 -> $2.90 | 48,813,210 | +110.5% |
| 2026-10-22 | $2.92 -> $2.11 | $2.11 -> $2.03 | $2.03 -> $1.91 | 14,581,990 | -3.8% |
Last week (Oct 12-Oct 16) set the base. October 13 printed the only real volume, 164,254 shares, on a +36.1% close at $0.75. That came one session after the October 12 'predictive healthcare' release and two sessions after the October 9 delisting notice. The stock then drifted back to $0.61 by the October 16 close.
This week so far (Oct 19-Oct 23) is when the move happened:
- October 19 (filing day): The depositary termination 6-K hit. Volume rose to 118,539 shares, but the stock closed red at $0.60 (-6.6%). The market did not price the filing on the day it was filed. That one-session gap was the window.
- October 20: The regular session opened at $0.43, the low point of the full move, and closed at $0.69 on just 57,497 shares. Very few shares changed hands at the bottom.
- October 21: Pre-market traded between $0.91 and $3.55, opening at $3.55 and closing at $0.95. The regular session opened at $0.95 and printed its low of $0.69 five minutes in. It then closed at $2.00, the session high, for +110.5%. After-hours carried the stock to the $5.89 day high, stamped late in the evening session, before an after-hours close of $2.90. Total volume was 48,813,210 shares, 1378.5x average daily volume.
- October 22: Pre-market opened at $2.92 and closed at $2.11. The regular session ran $2.11 -> $2.03 (-3.8%) on 14,581,990 shares, and after-hours closed at $1.91.
The tape lesson: October 21's regular session closed at its high, but the after-hours session held the real extension, and the next pre-market gave it back. Anyone who chased after-hours strength above $2.90 was underwater at the $2.11 pre-market close on October 22.
What Was the Profit Potential on POM?
POM offered a large range of outcomes, from a full-MFE trade worth more than seven times the stake to a next-day chase that lost money. Using a $10,000 base:
| Trade | Entry -> Exit | Return | Dollar Result |
|---|---|---|---|
| Full move (verified) | $0.43 (Oct 20) -> $2.73 (Oct 22) | +530% | +$53,000 |
| 5-day close-to-close | $0.65 -> $2.03 | +212% | +$21,200 |
| Oct 21 full-day MFE | $0.69 low -> $5.89 high | +753.6% | +$75,360 |
| Oct 21 regular session | $0.95 open -> $2.00 close | +110.5% | +$11,050 |
| Oct 22 regular session | $2.11 open -> $2.03 close | -3.8% | -$380 |
The full-move trade returned $53,000. The more realistic version, taking the October 21 regular session from open to close, captured $11,050. Nobody prints the full $75,360 MFE. The low came at 9:35 AM ET and the high came after 6:30 PM ET, nine hours and two sessions apart. The October 22 line is the honest counterweight: the session after a 1378.5x volume day lost money from the open.

How POM Compares to This Week's Other Runners
POM led the five-session window ending October 22 by close-to-close gain. It was the one top runner whose catalyst was a listing-structure filing and not a contract or an unexplained spike. The 5-session window from Oct 16 to Oct 22 produced 29 runners of 50% or more against a 4-week baseline of ~8.0 per week, so POM was not running alone.
| Ticker | Move | Volume | Catalyst (Verified) | Outcome |
|---|---|---|---|---|
| POM | +211.5% ($0.65 -> $2.03) | 48,813,210 max day | 6-K: depositary termination (Oct 19) | MFE +753.6% on Oct 21 |
| XLAB | +159.6% ($1.84 -> $4.79) | 171,624,284 max day | Not identified in available press releases | Held the 5-day gain |
| SLN | +115.1% ($9.10 -> $19.57) | 71,967,248 max day | Not identified in available press releases | Two-session run |
| WORX | MKT +90.7% (Oct 19) | 126.0M | 'SCWorx Announces New Agreement with Healthcare System' | MFE +237.0%, after-hours close $3.32 |
| AAME | MKT +3.9% (Oct 19) | 44.6M (506.0x average daily volume) | Nasdaq Staff Delisting Determination (Oct 22) | MFE +54.4% |
| RBNE | MKT -76.2% (Oct 21) | 150.5M (1829.0x average daily volume) | No press releases or news found | MFE +897.1%, close $0.24 |
Two comparisons stand out.
AAME is the delisting-notice mirror. Atlantic American received a Nasdaq Staff Delisting Determination tied to delayed periodic reports (press release, October 22), the same kind of notice POM received on October 9. AAME's October 19 session showed a +54.4% MFE but closed only +3.9%. A delisting notice on its own did not produce a POM-sized move. The structural follow-up filing did.
RBNE shows the downside. RBNE printed a +897.1% MFE on October 21, the same day as POM's run, with a pre-market high of $2.10, and then closed the regular session at $0.24 (-76.2%). Two stocks spiked on the same day and ended in very different places. RBNE had no catalyst in the available press releases. POM had a dated 6-K.
The macro backdrop made POM's move stand out more. The macro call is Risk-Off / Consolidation. The Russell 2000 (IWM) sat at $276.67, -9.3% from its 52-week high of $305.18, and the S&P 500 (SPY) closed at $763.96. In a defensive tape, structural float catalysts are among the few setups that run whatever the indexes do. We covered the same week from the sector-rotation angle in the Risk-Off weekly small-cap read.
The Opportunity and the Risk
The opportunity on POM was a float squeeze with no registered shares in front of it. The risk is everything the filings do not yet show. Both sides come straight from the paper trail.
The opportunity:
- No F-3, S-3 or 424B5 in the 90-day record means the company did not have a shelf ready to sell into the spike. On most dilution-driven runners, the company and market makers push price up ahead of a priced offering, and fast traders ride that pre-offering run before the 424B5 lands. POM had no such ceiling on file.
- A 2,580,000-share float with 0.4% institutional ownership leaves the order book thin in both directions. On October 21, that thinness produced a $0.69 -> $5.89 range.
The risk:
- Listing status. The October 9 Nasdaq Staff Delisting Determination is on file. A delisting notice is an open risk until a later filing resolves it.
- Balance sheet. An enterprise value of $11,200,000 against a $4,000,000 market cap means debt is greater than cash. The data does not include a runway figure, so nobody can say from these filings when the company next needs capital. Check the Dilution Snapshot before holding overnight.
- Future registration. A foreign private issuer can file an F-3 or F-1 at any time. With POM at $2.03 against a $0.43 low four sessions earlier, the price now sits well above where the run started, and companies like to raise at higher prices. The first F-3 or F-1 on POM's filing list changes the trade.
- S-8 supply. The July 28 S-8 adds a slow but real source of new float.
- Extended-hours traps. The $5.89 high printed after-hours. The next pre-market opened at $2.92 and closed at $2.11. Extended-hours highs on a sub-3M float are thin, and you cannot rely on getting filled near them.
How Could You Have Caught POM Before It Ran?
POM gave three dated signals before the move: a delisting notice on October 9, a volume spike on October 13 and the depositary termination 6-K on October 19. All three were visible a full session before the October 21 run.
- The October 9 delisting determination (6-K). This put POM on any listing-risk watchlist. Delisting-notice names with tiny floats tend to move on the next structural filing, in either direction.
- The October 13 volume tell. 164,254 shares and a +36.1% close came after days of 17,000-25,000 share sessions. That is unusual relative volume on a 2,580,000-share float. Market makers were probing the supply on the float a week before the move.
- The October 19 filing-day close. The termination 6-K hit and the stock closed red at $0.60 on 118,539 shares. A filing that changes the trading instrument, followed by a red close, is the setup. The market had not priced it yet.
- The October 20 open at $0.43. That was the lowest print of the move, on 57,497 shares. Anyone watching the filing had a full session at sub-$0.70 prices before the 48,813,210-share day.
This is the same discipline we used in Inside OLB's +291% Run. Read the filing on the day it posts, then watch whether the tape reacts. When the tape has not reacted yet, there is still time to act.
How to Play a Listing-Structure Squeeze
A listing-structure squeeze rewards traders who position on the filing and sell into extended-hours strength. It punishes traders who chase the next morning. This framework is drawn directly from POM's sessions, as education rather than advice.
- Entry zone: the sessions between the structural filing and the first volume spike. On POM that was October 19-20, with closes at $0.60 and $0.69.
- Confirmation: a 100x+ relative volume print. On October 21 POM printed 1378.5x average daily volume, with a $0.69 low inside the first five minutes of the regular session.
- Scale-out levels: the regular-session high ($2.00 on October 21, which was also the close), then any after-hours extension. Thin after-hours prints like the $5.89 high are exits, not entries.
- Risk line: the prior regular-session close. POM's October 21 low of $0.69 matched the October 20 close of $0.69. A break of that level would have ended the setup.
- Day-two rule: after a 1378.5x volume day, a day-two pre-market open above the prior regular close is a fade setup more often than a continuation one. POM opened pre-market at $2.92 and closed the regular session at $2.03.
- Filing stop: any F-3, F-1 or 424B5 appearing in POM's SEC Filings changes the trade from a squeeze to a pre-offering run.
Log these trades with session tags in the trading journal. AI Insights then shows whether your MFE capture comes from regular-session or extended-hours exits. On a stock like POM, that split decides the result.
How to Find These Setups on SNACS
The SNACS tools can find POM-type setups on the filing date instead of the spike date. The approach combines a filing filter, a float filter and a relative volume trigger.
In the SNACS scanner:
- Set the float to under 5M shares and the market cap to under $50M.
- Add an SEC filing type filter for 6-K so you catch foreign-issuer structural notices. Domestic names use 8-K. Over the past 3 days there were 328 8-K filings across 295 unique tickers, so the float filter is what makes the list manageable.
- Set relative volume to 5x minimum to catch the October 13-style probe. Sort by relative volume descending.
- Save it as a named scan and link it to a Dynamic Watchlist. Matching tickers then fill in automatically, and a colored square marks them in the main stream.
Click any ticker to open the ticker details page. The dilution risk panel shows active shelf, ATM and warrant facilities. The SEC Filings list shows whether an F-3 or 424B5 exists, and the news feed shows the headline that came with each 6-K. On POM, that one view would have shown the depositary termination headline and the lack of a shelf at the same time.
In SEC research: run the Dilution Snapshot to check active facility types, shares at risk and baby shelf status. Then ask the AI Chat a direct question, for example 'Has POM filed an F-3 or F-1 since October 19?' The Filing Browser lets you read the 6-K text inline.
In the AI Playbook Builder: build a playbook with three steps. Step one is a structural filing (6-K or 8-K) on a sub-5M float. Step two is a red or flat filing-day close. Step three is a relative volume trigger. Live matching puts a star on the ticker in the scanner when all three line up.
If you run your own AI agent, the Data API and MCP server send the same float, filing and dilution data to Claude, Cursor or a custom script, with the source filing attached to every number.
What to Watch Next on POM
The next filing matters more than the next candle. Watch POM's SEC Filings for three things: an F-3 or F-1 (dilution capacity), any 6-K that resolves the October 9 delisting determination, and any 6-K that gives details on the move to Class A Ordinary Shares.
On price, the levels from the data are the $2.00-$2.03 regular-session closes from October 21-22, the $2.90 after-hours close from October 21, and the $0.69 low from October 21. The broader tape is still Risk-Off / Consolidation, with the Nasdaq 100 (QQQ) at $704.47, -7.7% from its 52-week high. Keep position sizes tight on any continuation attempt.
Across the market, intraday-doubling setups this week stand at 27 against a 90-day weekly average of 45.1. There are fewer of these moves than usual, so the ones with a dated filing behind them are worth more of your attention.
FAQ
Why did POM stock go up 530%?
POM ran +530% from $0.43 on October 20 to $2.73 on October 22 after a 6-K filing on October 19 announced the termination of its depositary receipt program, with Class A Ordinary Shares to trade on Nasdaq. The stock has a 2,580,000-share float, and on October 21 it traded 48,813,210 shares, 1378.5x its average daily volume.
Was POM a short squeeze?
POM was a float squeeze more than a classic short squeeze, because short interest was only 0.2%. Volume ran many multiples of the 2,580,000-share float on October 21, and buy pressure pushed through a thin order book from $0.69 to $5.89.
Does POM have a shelf registration or active offering?
POM's 12 SEC filings in the last 90 days are 11 6-Ks and one S-8 (2026-07-28), with no F-3, S-3, F-1 or 424B5. The dilution data lists a completed historical offering, which is capital already raised and not a current overhang.
What does a 424B5 filing mean for a small-cap stock?
A 424B5 is a pricing supplement, and it means a shelf offering is live and shares are being sold. Over the past 3 days, 13 424B5 filings came from 11 unique tickers. A stock without a shelf on file cannot run that takedown until it files a registration statement.
What was the profit potential on POM on October 21?
POM's October 21 full-day MFE was +753.6%, from a $0.69 low to a $5.89 high, which is $75,360 on a $10,000 position. The regular session alone ran from a $0.95 open to a $2.00 close, +110.5%, or $11,050.
What are the risks of holding POM after the run?
POM's main risks are the Nasdaq Staff Delisting Determination filed on October 9, an enterprise value of $11,200,000 above its $4,000,000 market cap, and the chance of a future F-3 or F-1 registration. On October 22 the stock closed at $2.03 (-3.8%) and finished after-hours at $1.91.
How do I find stocks like POM before they run?
In the SNACS scanner, filter for floats under 5M shares, a 6-K or 8-K filing type and relative volume of 5x or more, then link the saved scan to a Dynamic Watchlist. Click any match to open the ticker details page and check the SEC Filings list and dilution panel before the volume arrives.